Primary vs. Secondary Markets: Where Securities are born and where they trade
Learn about the differences between markets and how new stocks are issued and traded.
Ken Finnen
Founder at Capital Advantage Tutoring
Ken Finnen is a compliance officer with specific experience in Fixed income and Equity markets. He also specializes in tutoring candidates for a number of FINRA licensing exams, including the Series 7, 9, 10, 24, 63, 65, and 66, as well as the SIE. Ken is the founder of Capital Advantage Tutoring and well-known for his engaging instructional videos and podcast episodes related to FINRA preparation.
Articles by Ken Finnen
Unlocking life insurance types for smarter financial planning
Discover life insurance types, flexible premium tactics, and how to use policies for tax-free loans.
Unlock RIA growth: Using the five-client exception
Learn how to sidestep unnecessary RIA registration and leverage key compliance exceptions for strategic growth.
Unlock real returns with smart treasury strategies
Learn how to match treasury securities with investor goals, spot risks, and maximize real returns. Prepare for the SIE, Series 7, and professional advising with these real-world tips.