FINRA Series 6

Tutor directory

I held FINRA Series 7, 6, 24, 65, and 4 in management roles with broker/dealers (Fidelity) and wealth managers (Athena Capital, Windrose Advisors). I managed broker/dealer & RIA operations, trading, and client services, with deep knowledge of investments across all asset classes.

Securities Pre-licensing Trainer and Coach for the SIE Series 7, 6, 63, 65 and 66

Tim Ford, CFP®, is a full-time FINRA exam tutor who makes complex topics simple and practical. Known for clear analogies and real-world examples, he helps students connect exam concepts to their actual roles. His strategic, exam-focused approach builds confidence and teaches students how to think through questions the way test writers expect.

My experience in the financial industry spans a period of over 30 years including positions in sales, management and training. I have taken and passed (on the first try) the Series 3, 6, 7, 24, 53, 63 and 65. Throughout my career I have provided extensive training and tutoring on the SIE, Series 6, 7, 9, 10, 24, 63, 65 and 66.

I bring many years experience as a financial professional and college lecturer. Formerly a Series 7 professional with Charles Schwab, Barclays and Putnam Investments. My teaching approach is tailored to your needs.

I have been in the financial services industry for over 30 years and have taken, passed, and tutored for the SIE exam, Series 6, 7, 24, 4, 53, 27, 65, and 66 exams.  I custom-tailor my teaching style to the student, with interactive whiteboard, word associations, and real-world examples. I keep it SIMPLE to follow.