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Ken Finnen

Ken Finnen

$175
/hr
I am a Compliance Officer with specific experience in Fixed income and Equity markets in addition to tutoring candidates for the Series 3, 4, 6, 7, 9, 10, 24, 55, 63, 65, 66 exams. Specialties: trading, risk arbitrage, institutional sales, teaching FINRA licensing exams, compliance, sales supervision, trading and market making, AML, Member firms, Broker Dealer, Trading activity, Broker-Dealer, Compliance consulting, Compliance program, Registered representative licensing and supervising. Annual compliance, Compliance policies
Achievable blue logo on white background
Achievable blue logo on white background
Achievable Series 66 - $199
Pass the FINRA Series 66 on your first try with Achievable's interactive online exam preparation course. Includes everything you need: easy-to-understand online textbook, 1,200+ chapter review quizzes, and 26+ full-length practice exams.
Easy-to-understand online textbook
1.2k+ chapter quizzes
26+ practice exams
43+ bonus videos
A textbook page from Achievable's FINRA exam prep course
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