I am a Compliance Officer with specific experience in Fixed income and Equity markets in addition to tutoring candidates for the Series 3, 4, 6, 7, 9, 10, 24, 55, 63, 65, 66 exams. Specialties: trading, risk arbitrage, institutional sales, teaching FINRA licensing exams, compliance, sales supervision, trading and market making, AML, Member firms, Broker Dealer, Trading activity, Broker-Dealer, Compliance consulting, Compliance program, Registered representative licensing and supervising. Annual compliance, Compliance policies
Achievable SIE - $99
Pass the FINRA SIE on your first try with Achievable's interactive online exam preparation course. Includes everything you need: easy-to-understand online textbook, 2,000+ review quizzes, and 35+ full-length practice exams.
Easy-to-understand online textbook
2k+ chapter quizzes
35+ practice exams
32+ bonus videos
