FINRA Series 9Best courses
Summary: Best Series 9 prep courses (2025)
The Series 9, which forms one half of the General Securities Sales Supervisor Exams, is designed to prepare qualified professionals for the critical responsibilities of supervising general securities sales representatives and relevant activities. Earning your Series 9 license begins with passing the Series 9, a 90-minute, 55-question exam that requires sponsorship from a Financial Industry Regulatory Authority (FINRA) member firm (as well as the completion of the Securities Industry Essentials (SIE) and Series 7 exams). According to our research, Achievable stands out among leading Series 9 study guide providers, offering a dynamic online Series 9 course with industry-leading pass rates, innovative tools, and a personalized study plan tailored to individual learning needs.
Choosing the right Series 9 study material is critical for effective Series 9 exam prep and successfully obtaining your multi-part license. High-quality Series 9 study guides should cover all core topics relevant to general securities sales supervisors, including customer account approvals, training of sales and supervisory staff, and financial record maintenance. The Series 9 exam focuses primarily on options and their regulatory framework, while the Series 10 exam addresses broader general securities topics. Both exams are required to achieve the principal-level license and must be completed within the same testing window, though they can be taken in any order. Our reviews below highlight prep solutions that focus exclusively on the Series 9, rather than bundled courses.
Developing a robust Series 9 study plan involves mastering key financial concepts, utilizing reputable Series 9 study material, and taking multiple practice exams to ensure readiness for test day. Achievable's all-inclusive Series 9 exam prep program integrates these core elements, making it an ideal choice for busy professionals seeking flexible and effective preparation. To help you find the best Series 9 study guide for your needs, we have compared top providers, including Kaplan, Knopman Marks, Securities Training Corporation, Securities Institute of America, and ExamFX, showcasing each option's unique features as described by their official sources. Review their Series 9 exam prep offerings and real user feedback to identify the ideal Series 9 course that matches your learning preferences.
Some user reviews have been slightly edited for length and clarity.
How we evaluated these resources
Our top picks for Series 9 study materials offer a well-rounded selection, catering to various learning styles. Whether you prefer independent study or structured guidance, we break down the advantages and possible drawbacks of each provider's approach and study plan. We selected these resources based on:
- Cost
- Are the materials fairly and competitively priced? What do costlier options offer that inexpensive alternatives do not, and are they worth it?
- Variety
- What extra features does the program come with: study calendars, performance tracking, customizable question banks (QBanks), etc.?
- Coverage
- How well does the material cover all topics on the exam, from short and long calls to rules and ethics? Which resources are best used for quick reviews, and which courses will fully prepare you for the test?
- Accessibility
- Are complex subjects presented in a way that's easy to understand for maximum retention? Does this product suit a specific learning style better than others?
- Community feedback
- What do learners praise about this vendor's instructional materials, practice tests, and other resources? Is the course recommended for Series 9 preparation?
- Score boosters
- Is the program rigorous enough to help you pass the Series 9 exam on your first try? Does it come with a pass guarantee?
For each provider, we highlight the key features, benefits, and potential drawbacks of their study tools, giving you a clear understanding of what they offer. We also outline pricing and package options so you can choose a solution that fits your budget. Use this guide to make an informed decision about your exam prep and move one step closer to earning your license. At the top of our list is Achievable, known for its expertly designed, easy-to-follow Series 9 content, its modern, tech-driven platform, and its innovative use of memory science integrated throughout the program.
Best overall: Achievable Series 9
- Achievable's all-inclusive Series 9 study course provides everything you need to pass the exam the first time, with all high-quality materials, practice exams, and resources bundled into one package.
- The intelligent online platform continually tracks your performance, adapts quizzes, and fine-tunes your study plan so you can concentrate on the areas that can make a big difference in your performance.
- Clear, engaging content written by financial experts
- Study materials designed for busy, self-paced learners
- Innovative study tools and detailed progress analytics are built directly into the platform
- Includes hours of high-quality instructional video content
- A seamless, user-friendly experience across both desktop and mobile
- One full year of unlimited access
- A generous pass guarantee for added peace of mind
- No live instruction
- No physical textbook included, though printable materials are included
- 2,000+ review questions
- 18+ full-length, realistic Series 9 practice exams
- Interactive study planner
- Active online learning community
Achievable Series 9 prep is purpose-built to help candidates advance their careers by acing the FINRA Series 9 exam. As a standout among Series 9 core offerings, this exam preparation course offers a top-rated learning experience for anyone seeking effective, results-oriented Series 9 preparation. With its dynamic and highly engaging study program, Achievable Series 9 transforms Series 9 exam prep into an enjoyable and less stressful process compared to alternative Series 9 study materials. Unlike traditional self-study approaches, the Achievable Series 9 platform features adaptive learning paths that foster consistent motivation, accountability, and support, guiding users through every step of their Series 9 study plan.
The Achievable Series 9 system utilizes continuous performance analysis, leveraging real Series 9 practice quizzes and assessment tools to create a personalized study roadmap tailored to your unique learning needs. This adaptive and intelligent system is designed to maximize long-term retention and quickly build your understanding of all key Series 9 exam concepts. Complex securities regulations and technical topics are clearly explained in easy-to-understand language, reinforced with real-world examples in the Achievable Series 9 digital textbook. Whether mastering complex options transactions or navigating customer account scenarios, Achievable Series 9 breaks down challenging content step by step for crystal-clear comprehension. Plus, independent learners stay motivated with ongoing personal support and an active discussion community for the best possible Series 9 study experience.
One of the greatest advantages of selecting the Achievable Series 9 over conventional Series 9 courses is its data-focused methodology, which leads to better concept retention and reduced overall study time. Think of Achievable Series 9 as a personal tutor: sophisticated tracking and analytics drive your progress, adapting your review schedule as you advance through each module. Thanks to this next-level personalized guidance, you can confidently master even the most advanced Series 9 exam topics. The course seamlessly blends an expertly developed curriculum with innovative technology-driven tools for the optimal Series 9 learning experience.
The complete Achievable Series 9 course package equips candidates with everything required for Series 9 exam success: a fully interactive digital textbook; over 2,000 targeted Series 9 review questions; 18 simulated full-length Series 9 practice exams; an integrated AI-powered study planner; direct access to AI-powered tutoring; and engaging instructional videos that integrate all critical exam concepts. Annual unlimited subscription access is available for approximately $250, with an included money-back pass guarantee, solidifying Achievable Series 9 as one of today's most affordable and efficient options for professional FINRA exam prep.
“I found Achievable to be the best provider. They seem to be a smaller company compared to the rest, but they really simplify the material so it's concise and easy to digest. After each chapter, I really felt like I had a strong grasp on what I just read!”
“I liked seeing the performance analytics update in real time and found the overall experience efficient for a targeted, self-driven study...Achievable is a smarter fit for those who prefer a modern, minimalist approach that adapts as they go.”
Bottom line: If you're seeking the best Series 9 prep solution, Achievable Series 9's advanced adaptive learning technology truly stands apart from the rest. Trade outdated textbooks and generic study tools for Achievable's cutting-edge platform, featuring intelligent guidance, comprehensive resources, and exceptional value, so you can master every aspect of the Series 9 exam with greater efficiency and confidence.
Most recognizable brand: Kaplan Financial Education Series 9
- Kaplan's licensing courses are highly regarded for their robust study resources, including the comprehensive SecuritiesPro™ question bank and detailed textbook.
- They offer a wide selection of Series 9 prep options designed to fit various learning styles, schedules, and experience levels.
- QBank lets you create custom quizzes as well as full-length practice exams
- Every package includes a Performance Tracker and a personalized Study Plan
- Regular content updates and exam tips are provided to keep your prep current
- The rigor of Kaplan materials can make the actual exam feel easier by comparison
- Short access window (5 months)
- Basic tier includes only one full-length Practice Exam
- No pass guarantee
- The difficulty of the practice exams can underestimate true readiness
- The exam study guide cannot be purchased separately
- Print and digital License Exam Manual (LEM)
- Personalized Study Plan
- Checkpoint and Midterm Exams (not included in Basic tier)
- Mastery Exam (Premium only)
- Instructor Link™ (Premium only)
- Higher-priced tiers include on-demand video lessons and instructor-led online classes
The Kaplan Series 9 course is a leading choice among Series 9 exam prep solutions, offering an in-depth curriculum to help candidates pass the FINRA Series 9 options qualification. This comprehensive Kaplan Series 9 program features a full License Exam Manual (LEM) that thoroughly covers all exam content areas. Supplementary resources include the SecuritiesPro™ QBank for customizable practice quizzes, simulated mastery exams, and a convenient QuickSheet, plus flashcards for efficient, on-the-go review. Depending on your chosen package, the Kaplan Series 9 course offers flexible learning modes, including self-study, on-demand, and instructor-led, ensuring your preparation aligns with your preferred study style. The course integrates detailed readings, engaging graphics, interactive practice sessions, and realistic timed mock exams to deliver a robust learning experience.
The Series 9 exam itself, which the Kaplan Series 9 course prepares you for, consists of 55 multiple-choice questions to be completed in 90 minutes, with a required passing score of 70%. Key exam topics include supervising customer options accounts, overseeing options sales practices and trading activities, regulating communications regarding options, and managing associated personnel. Kaplan recommends that most candidates allocate approximately 40 - 60 hours of study over a 3 - 4 week period to prepare effectively for the Series 9 exam, though actual study time may vary based on your background and familiarity with securities industry regulations. While the Kaplan Series 9 course remains a popular choice among financial professionals seeking reliable Series 9 exam prep, some feedback highlights that certain practice questions may not precisely reflect the wording found on the actual exam. Their materials are sufficient to pass, but they may not aid in long-term retention.
“Just passed the Series 9 exam this morning...I personally feel that the Kaplan course overprepares you for the exam.”
“It's definitely possible to pass the S9 using Kaplan, but IMO I feel like Kaplan doesn't do a good job preparing you for the test.”
Bottom line: The Kaplan Series 9 course delivers a structured learning path and targeted curriculum, supported by a comprehensive suite of study tools such as the highly regarded Kaplan QBank. Prospective Series 9 candidates should note that supplementing their prep with additional full-length practice exams from other providers may help address differences in question style between the Kaplan Series 9 materials and the actual exam.
Best instructor-led courses: Knopman Marks Series 9 Exam Prep
- Knopman, a long-standing leader in financial licensing exam preparation and a trusted training partner for many major U.S. firms, is known for its thorough study materials and faculty-led instructional materials.
- Its Series 9 programs deliver a high-support learning experience that combines video lectures with modern online tools, featuring preset exams, flexible question banks, and more.
- Comes with at least one faculty strategy call
- In-depth Series 9 instruction designed by industry professionals
- Live review sessions and interactive blended classes are accessible from anywhere
- Adaptable practice questions
- No lower-cost options or pass guarantee
- Full-length exams are preset, rather than customizable
- Not well-suited for learners with limited study time
- No live instruction
- 1-year access period
- Physical and digital textbooks
- Client Experience and faculty team support
- Automated performance monitoring
The Knopman Marks Series 9 Exam Prep course is a comprehensive solution specifically designed to help candidates prepare successfully for the FINRA Series 9 Exam. As a requirement for supervising sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, investment company products, and variable contracts, the FINRA Series 9 demands a focused study approach. Knopman Marks delivers this with a core exam prep package (approximately $410) that includes both a physical textbook and an eBook, access to a digital study hub, and an extensive online question bank, featuring content sourced from and created in partnership with industry-standard materials.
In addition to robust reading material, Knopman Marks enhances Series 9 preparation with over two hours of faculty-led video lectures, downloadable supplemental resources, and a convenient mobile app for flexible studying. As you progress through the curriculum, the course offers customizable practice questions and a comprehensive benchmark exam that closely simulates the actual Series 9 test, allowing you to accurately gauge your progress and target your studies effectively. Knopman Marks also offers proactive faculty support and performance-tracking tools to keep you accountable and engaged, so you don't just review information: you master it with purpose. It's important to note that, unlike some other Knopman Marks FINRA courses, this Series 9 program does not include live instruction; students instead depend on the quality of recorded video lectures and digital tools. Despite the broad selection of resources offered by Knopman Marks (and its high price point), some FINRA candidates have reported feeling less than fully prepared by the end of their study program.
“I felt Knopman really shone with the lectures and other class material they provide. The lectures give you a good framework.”
“I'm currently in licensing with my bank, taking the SIE, Series 6, and 63, and I feel like Knopman Marks does not prepare me well enough for the exams.”
Bottom line: Knopman Marks delivers a detailed Series 9 exam prep course ideally suited for learners who value traditional study materials and structured video lectures. While Knopman Marks is highly regarded for live instruction in other FINRA exam prep offerings, live video or in-person classes are not available for this particular Series 9 course.
Best for traditional learners: Securities Training Corporation Series 9
- As one of the industry's longest-standing licensing prep providers, STC has developed a strong reputation and earned the trust of many leading financial institutions.
- Their Series 9 course offerings include print and digital study materials, extensive chapter quizzes, and multiple full-length practice exams. Higher-tier packages provide additional practice tests, enhanced study tools, and access to on-demand video lectures or live virtual classes.
- Includes a diverse range of training resources built for self-guided learning and lecture-based instruction
- Flashcards, extra exams, lectures, and virtual classes can be purchased separately, allowing candidates to modify their study program
- Instructor Hotline and 24/7 tech support available for all tiers
- All packages come with Progress Exams, Green Light Exams, and a pass guarantee
- The standard package does not include a printed study manual
- Limited analytics, adaptive tools, and progress tracking
- Static study calendars
- Learners report that STC Series 9 practice questions are not always consistent with the actual exam.
- 6-month access window
- Online and printed study manual (for most packages)
- Crunch Time Facts resource
- Series 9 live Q&A sessions (Premier Plus tier only)
- Hours of instructional videos
STC's Series 9 program, offered by Securities Training Corporation, is a highly structured exam-prep course specifically designed to help candidates earn the Series 9 license. This principal-level registration qualifies individuals to act as General Securities Sales Supervisors, with a particular emphasis on options supervision. The STC Series 9 curriculum is comprehensive, covering all major topics tested on the exam, including options basics, contract mechanics, advanced option strategies, non-equity options, margin requirements, taxation, and the supervision of options accounts and associated persons.
Securities Training Corporation provides several flexible package levels for its STC Series 9 course, catering to different learning preferences. Options range from a Standard self-study package to more robust offerings that include on-demand lectures, interactive flashcards, progress exams, and, under the Premier or Premier Plus packages, live virtual or in-person classes. This versatility allows both self-directed learners and those who thrive in a classroom environment to effectively prepare for the Series 9 exam with Securities Training Corporation's resources. Many candidates appreciate the "green-light" practice exams and the pass guarantee included with STC Series 9 packages, which add confidence and structure to their study process. STC's approach is best suited for students who are comfortable with in-depth reading and following a detailed instructional path. While this traditional, textbook-driven format works well for thorough learners with ample study time, it may present challenges for those seeking more adaptive or targeted review of difficult concepts.
“I passed the 9 with STC...I needed the videos STC provided, but also used Kaplan's QBank for variety.”
“I felt STC alone didn't prepare me enough.”
Bottom line: The STC Series 9 Course by Securities Training Corporation remains a reliable and rigorous choice for candidates seeking a proven, time-tested approach to Series 9 exam preparation. While the structured study programs are less adaptable than those of some competitors, STC's comprehensive content and established methodology make it a strong option for those who value depth and consistency in their Series 9 prep.
Most customizable online tools: ExamFX Series 9
- ExamFX's Series 9 program provides a broad range of study tools, including video lectures, quizzes, customizable exams, and performance tracking, across several package tiers.
- Learners value the flexible and interactive features, although some report that the course is less user-friendly than its competitors, with exam language and study materials occasionally feeling overly wordy.
- Study on your own schedule with help from a Personalized Study Plan
- Solid range of digital and printed materials
- Features such as SpotCheck quizzes, custom exam generator, and performance tracking help reinforce learning
- Direct instructor support (via phone or online) for structured prep
- Limited access period, especially for the Textbook-based option
- Online instructor support is available only for higher-tier packages
- SpotCheck Quizzes, online flashcards, and the eBook are not available in the standard package
- Test-takers have described ExamFX's course wording as hard to follow at times
- No pass guarantee
- TC Critical Facts
- Glossary and Acronyms
- Report Center
ExamFX's Series 9 program is part of its online securities-licensing training platform, which focuses on helping candidates pass the FINRA Series 9 Exam, the options portion of the General Securities Sales Supervisor qualification, as required by FINRA. The course materials are aligned with the official exam content outline and cover all supervisory responsibilities related to options accounts, options trading, communications, and oversight of associated persons, the four key job-function areas that the Series 9 exam tests.
To accommodate different learning styles, ExamFX offers a variety of study tools, including on-demand video lectures, digital and printable study guides (textbooks), a comprehensive question bank, flashcards, custom quizzes, checkpoint exams, and full-length practice exams that mirror the real test format. There's also an "Online Course Package" and higher-tier "Live Online" or "Live Webinar" packages that provide interactive classes and more instructor-led support. While ExamFX offers a diverse range of tools across various packages, its website is less user-friendly and well-designed compared to other options, including older, legacy providers. ExamFX's content has also been described as overly dense and wordy, which is not what one would expect from an otherwise dynamic online platform.
“I thought Training Consultants (ExamFX) had a better QBank and was overall a better reflection of the real test.”
“Convoluted is the word I was looking for when it came to ExamFX.”
Bottom line: ExamFX's Series 9 preparation solution emphasizes constant quizzing and assessment to help you keep track of your progress. Despite its more modern approach, the materials could be written in simpler language, and course navigation could be better designed.
Why Achievable is the top choice for Series 9 preparation
Achievable Series 9 study guide offers a modern, intuitive interface and expertly crafted Series 9 study material, making your Series 9 exam preparation more engaging and less stressful than with other providers like Knopman Marks, STC Series 9, or ExamFX. With its comprehensive, full-length Achievable Series 9 course and trusted digital study tools, all at a competitive price, this exam prep solution delivers a superior Series 9 learning experience. The interactive Achievable Series 9 platform acts as both an expert instructor and a supportive tutor, guiding you step-by-step through every aspect of the Series 9 curriculum and accurately identifying your areas for improvement. Here's what distinguishes Achievable Series 9 in the Series 9 exam prep landscape: * Achievable Series 9: Adaptive, dynamically responsive study plans that continuously adjust to your strengths and weaknesses using advanced analytics * Others (e.g., Knopman Marks, STC Series 9, ExamFX): Static, generic programs with limited personalization * Achievable Series 9: Memory science-based strategies designed to maximize retention and recall of crucial Series 9 study material * Others: Outdated, less effective study methods that may hinder exam success * Achievable Series 9: Clear, easy-to-understand digital textbook written in accessible language for all levels of Series 9 candidates * Others: Dense, overwhelming content that makes studying for the Series 9 exam unnecessarily difficult * Achievable Series 9: Mobile-optimized, tech-forward approach allows seamless access to your Series 9 study guide and materials on any device * Others: Traditional textbook formats that are not ideal for flexible or on-the-go Series 9 review With Achievable Series 9's high-quality Series 9 study materials, advanced progress tracking powered by data analytics, and personalized online support, candidates have the optimal formula to boost their chances of passing the Series 9 exam on their very first attempt.
Why choosing the right test prep course matters
There are countless Series 9 prep options available, each claiming their Series 9 study materials and test support will boost your exam performance and help you earn your Series 9 license. Selecting the right Series 9 course can be daunting, but ultimately rewarding: implementing a structured and comprehensive Series 9 study guide brings focus and strategic depth to your preparation, which can lead to stronger results. Achieving your Series 9 license allows you to:
* Supervise options activities and advanced trading strategies, ensuring full regulatory compliance * Manage sales teams within a FINRA-member brokerage firm * Advance your trajectory as a leading financial professional
The Series 9 exam is built to assess advanced knowledge and supervisory skills required for senior roles in the securities industry. By passing the Series 9, experienced registered representatives demonstrate that they possess the expertise and integrity necessary to assume supervisory responsibilities. While an official pass rate for the Series 9 exam is not released by FINRA, estimates suggest it hovers around 70 - 75%. This challenging statistic reinforces the importance of selecting an effective Series 9 exam prep course and relying on top-tier Series 9 study material to maximize your likelihood of passing.
Top-rated providers deliver comprehensive Series 9 prep programs covering all critical topics on the exam blueprint. Some focus on specialized Series 9 study tools, such as in-depth practice exams, robust Series 9 study guides, or immersive training videos. For best results, choose a Series 9 exam prep solution featuring current Series 9 study content, interactive practice questions, and responsive support during your licensing journey. Achievable offers all these features, leveraging its sophisticated digital platform to provide efficient and effective learning so you master essential information for the Series 9 exam with confidence.
Wrapping up
There are numerous Series 9 exam prep providers available, each delivering distinctive approaches, comprehensive Series 9 study materials, and dedicated support to help guide candidates through FINRA's challenging Series 9 exam. Selecting the best Series 9 course is crucial for obtaining your Series 9 license and advancing in your financial services career. When exploring Series 9 exam prep options, it's important to compare factors such as price, content quality, and overall program effectiveness to ensure you choose a Series 9 prep course that best fits your specific needs. Achieving a passing score on the Series 9 exam on your first try is vital: not only does it help you avoid expensive retakes, but it also supports your professional reputation within the industry.
After thoroughly reviewing the leading Series 9 prep programs, we have determined that the Achievable Series 9 course delivers the best overall Series 9 exam prep solution. The Achievable Series 9 program provides an adaptable and convenient learning experience with expertly crafted Series 9 study materials, streamlining the preparation process and increasing your chances of passing the Series 9 exam and obtaining your Series 9 license on your first attempt. As you advance in your finance career, Achievable's effective Series 9 prep empowers you to excel.
"Easy to use and breaks down the test in easy-to-understand language. Worth it and I feel a lot more comfortable and ready for my exam!" – Ma on Achievable's website
