I am a Compliance Officer with specific experience in Fixed income and Equity markets in addition to tutoring candidates for the Series 3, 4, 6, 7, 9, 10, 24, 55, 63, 65, 66 exams. Specialties: trading, risk arbitrage, institutional sales, teaching FINRA licensing exams, compliance, sales supervision, trading and market making, AML, Member firms, Broker Dealer, Trading activity, Broker-Dealer, Compliance consulting, Compliance program, Registered representative licensing and supervising. Annual compliance, Compliance policies
Achievable Series 63 - $79
Pass the FINRA Series 63 on your first try with Achievable's interactive online exam preparation course. Includes everything you need: easy-to-understand online textbook, 300+ chapter review quizzes, and 6+ full-length practice exams.
Easy-to-understand online textbook
300+ chapter quizzes
6+ practice exams
12+ bonus videos
