FINRA Series 63

tutor directory

Chris has 10 years of industry experience in the financial services industry working for Fidelity Investments and Empower Retirement as a licensed stockbroker. He's serviced and placed trades for numerous account types, including brokerage, retirement, cash, and margin. He also has experience supporting workplace retirement plans such as 401(k), 401(a), 403(b), 457, as well as government and pension plans. His responsibilities included placing trades for numerous security types, performing money movement transactions, facilitating rollovers, and solving complex issues.

I am a Compliance Officer with specific experience in Fixed income and Equity markets in addition to tutoring candidates for the Series 3, 4, 6, 7, 9, 10, 24, 55, 63, 65, 66 exams. Specialties: trading, risk arbitrage, institutional sales, teaching FINRA licensing exams, compliance, sales supervision, trading and market making, AML, Member firms, Broker Dealer, Trading activity, Broker-Dealer, Compliance consulting, Compliance program, Registered representive licensing and supervising. Annual compliance, Compliance policies

I am the owner of Series 7 Exam Tutor, a "company" which provides tutoring for the Series 7 Exam as well as for the SIE Exam, the series 6, series 63, series 65, series 66 and the series 24 exam. I also offer tutoring for finance courses. Prior to launching Series 7 Exam Tutor, I worked in finance for 20 years with the majority of this time focused on mutual fund investment analysis and portfolio management. I passed the Series 7 Exam with a score of 94% and became a CFA charterholder in 2002 after passing each of the three CFA exams on the first try.

Brandon is the founder and lead instructor of Basic Wisdom. After gaining tutoring experience while attaining his B.S. in Finance degree at Florida State University, he graduated after multiple showings on the Dean's list in summer of 2007. Soon after, he attained his first industry job at Fidelity Investments in September 2007. He served in a variety of roles for the firm (from 2007-2018), including securities trader, inheritor services specialist, and various supervisory roles.

For the past 7 years, Brian Kolins has worked with SIE, Series 6, 7, 26, 63, 65, and 66 students to facilitate their success on the exams. His specialty is in using analogies and test taking ideas to help people pass, especially those who have struggled to pass previously. He has helped over 6,000 students pass Securities Exams. Bulk pricing available for 5 & 10 hour plans.

Over 40 years of experience in the financial securities industry as producer, managing director, and SVP of wealth management with ultra-high net worth clients. Designing multi-generational wealth transfer and philanthropic gifting methods. Has taught, mentored, and managed financial advisors in advanced wealth transfer concepts. Education: Cincinnati Christian University / BS; American College / CLU / ChFC coursework; Wharton / graduate studies. I greatly enjoy tutoring the FINRA SIE, Series 6, 7, 63, 65 & 66.

Garth is the founder and lead tutor at Stefan Solutions. He has 10+ years of industry experience at several financial firms. He's personally helped thousands of students pass various FINRA exams including the 7, 6, SIE, 65, and 66. He can help you master the most challenging areas to ensure you pass your exam. He offers discounted rates for 10+ and 20+ hours.

My name is Paul Miguel, and I have a passion for helping Financial Advisors of all experience levels achieve their career goals. During my 15 year career in the Financial Services Industry, I advised clients as an Investment Consultant at a Brokerage Firm and held leadership roles as a Managing Director at Registered Investment Advisory Firms. Over the past 3 years I have helped over 100 Advisors pass the Series SIE, 6, 7, 63, 65 & 66 as my full time job, and instructed group classes in the SIE & Series 65. I customize my approach to the needs and schedules of the Industry Professionals I work with. My favorite part of my job is creating long term relationships with Advisors and helping them attain multiple licenses and designations. My favorite exam topics are Pooled Investment Vehicles, Portfolio Analysis, Client Recommendations and Options. Over the years I have passed exams & held various Industry designations and credentials including the CFP, CIMA, Series 7, 63 & 66. My hobbies include Long distance running, going to the gym, watching sports, and enjoying craft beers.

After 37 years on the NYSE, I am a recently retired member/floor trader, principal, and compliance officer. I have taught and had real-life experience with most of the content on FINRA exams. I hold the SIE, Series 7, 63, 24, 14 (compliance), and multiple trading licenses. Coming from a humble background, my brother (Series 7 whisperer) and I know how to make the complicated simple.