The Series 66 exam, known formally as the Uniform Investment Adviser Law Exam, covers the laws, regulations, ethics, strategies, and various topics important to the role of a financial adviser and offering financial advice, as well as the purchase and sale of securities and state laws pertaining to securities. This exam fulfills the requirements of both the Series 63 and Series 65, enabling the license holder to give financial advice and facilitate the purchase and sale of securities.
Despite commonly being called the "FINRA Series 66" it is more accurately a North American Securities Administrators Association (NASAA) exam administered by FINRA.
When you buy the Achievable Series 66 course, you'll get unlimited access to our extensive question banks and unlimited practice exams.
Our practice exams are carefully constructed to match what you'll see on the actual Series 66, based on over a decade of training experience. Furthermore, our math-based questions are templatized so that you see different numbers each time, ensuring that you’re learning the underlying concept and not just the right answer.