FINRA SIE Insights
SIE articles
Preparing for the SIE: Make your schedule work for you
Learn from Angel Hristovikj, an aspiring finance professional who worked hard to overcome obstacles and pass the SIE on his first attempt.
Primary vs. Secondary Markets: Where Securities are born and where they trade
Learn about the differences between markets and how new stocks are issued and traded.
Breaking into wealth management with the SIE
Learn how Daniel Rafaeloff, a personal banker, stayed motivated while preparing for the SIE for a future role in financial advising.
How to build an SIE study plan that works
Find out how Bryce Schneider, a financial advisor, passed the SIE through his strategic use of realistic practice assessments.
Get ahead in your career with the SIE
Learn winning study strategies from Franco Flores, a service supervisor who successfully passed his SIE on the first try and advanced his career.
Financial certifications: How to boost your career early-on
Learn how Logan Burress, a recent MBA graduate, began his journey to becoming a financial advisor by passing the SIE and the Series 65.
