FINRA Series 65

tutor directory

Brandon is the founder and lead instructor of Basic Wisdom. After gaining tutoring experience while attaining his B.S. in Finance degree at Florida State University, he graduated after multiple showings on the Dean's list in summer of 2007. Soon after, he attained his first industry job at Fidelity Investments in September 2007. He served in a variety of roles for the firm (from 2007-2018), including securities trader, inheritor services specialist, and various supervisory roles.

Chris has 10 years of industry experience in the financial services industry working for Fidelity Investments and Empower Retirement as a licensed stockbroker. He's serviced and placed trades for numerous account types, including brokerage, retirement, cash, and margin. He also has experience supporting workplace retirement plans such as 401(k), 401(a), 403(b), 457, as well as government and pension plans. His responsibilities included placing trades for numerous security types, performing money movement transactions, facilitating rollovers, and solving complex issues.

I am a Compliance Officer with specific experience in Fixed income and Equity markets in addition to tutoring candidates for the Series 3, 4, 6, 7, 9, 10, 24, 55, 63, 65, 66 exams. Specialties: trading, risk arbitrage, institutional sales, teaching FINRA licensing exams, compliance, sales supervision, trading and market making, AML, Member firms, Broker Dealer, Trading activity, Broker-Dealer, Compliance consulting, Compliance program, Registered representive licensing and supervising. Annual compliance, Compliance policies

I am the owner of Series 7 Exam Tutor, a "company" which provides tutoring for the Series 7 Exam as well as for the SIE Exam, the series 6, series 63, series 65, series 66 and the series 24 exam. I also offer tutoring for finance courses. Prior to launching Series 7 Exam Tutor, I worked in finance for 20 years with the majority of this time focused on mutual fund investment analysis and portfolio management. I passed the Series 7 Exam with a score of 94% and became a CFA charterholder in 2002 after passing each of the three CFA exams on the first try.

For the past 7 years, Brian Kolins has worked with SIE, Series 6, 7, 26, 63, 65, and 66 students to facilitate their success on the exams. His specialty is in using analogies and test taking ideas to help people pass, especially those who have struggled to pass previously. He has helped over 6,000 students pass Securities Exams. Bulk pricing available for 5 & 10 hour plans.

Over 40 years of experience in the financial securities industry as producer, managing director, and SVP of wealth management with ultra-high net worth clients. Designing multi-generational wealth transfer and philanthropic gifting methods. Has taught, mentored, and managed financial advisors in advanced wealth transfer concepts. Education: Cincinnati Christian University / BS; American College / CLU / ChFC coursework; Wharton / graduate studies. I greatly enjoy tutoring the FINRA SIE, Series 6, 7, 63, 65 & 66.